美國(guó)資深律師經(jīng)驗(yàn):二十一世紀(jì)寫(xiě)好合同的五十招(英漢對(duì)照) 請(qǐng)注意:本文僅供非商業(yè)用途的學(xué)習(xí)參考之用,請(qǐng)勿轉(zhuǎn)載,使用請(qǐng)尊重作者和譯 者的著作權(quán)。 FIFTY TIPS FOR WRITING THE 21ST CENTURY CONTRACT THAT STAYS OUT OF COURT 二十一世紀(jì)寫(xiě)好合同的五十招 作者:James.Martin 譯者:胡清平 Published in The Florida Bar Journal, Nov. 2000 (本文于2000 年11 月發(fā)表于美國(guó)佛羅里達(dá)州的律師雜志上) Note: This article is for background purposes only and is not intended as legal advice. 作者注:本文僅供參考,并不旨在提供法律意見(jiàn) 譯者注:翻譯本文并未得到原作者同意,故譯文僅供學(xué)習(xí)和研究使用,未經(jīng)允許, 不得轉(zhuǎn)載 -------------------------------------------------------------------------------- Welcome to the 21st Century. Where practicing law requires us to don the garb of computers and the Internet. And where litigation is as costly as ever. Lawyer bills running $10,000 a month are not unusual in a hotly contested breach of contract lawsuit. With every word, phrase and sentence carrying the potential for winning or losing, the stakes are high. Simple logic, therefore, directs us to cautious and thoughtful drafting. 新世紀(jì)的到來(lái),要求我們?cè)诜蓪?shí)踐中應(yīng)該多用電腦和互聯(lián)網(wǎng),不過(guò),訴訟成本 還是那么地高,面對(duì)日益競(jìng)爭(zhēng)激烈的違約訴訟,律師每月開(kāi)出1 萬(wàn)美元的賬單也 是常有的事。合同中的每一個(gè)字,每一個(gè)詞,每一句話,都意味著潛在的輸或贏, 換句話說(shuō),押在這上面下的賭注也很大,所以,在起草合同時(shí)要把握兩條原則: 小心謹(jǐn)慎和深思熟慮。 Drafting contracts is actually one of the simple pleasures of practicing law. Just 3 years ago at this Convention I presented 50 tips for contract writing. This article updates those tips in the context of our new tools and abilities. Following these tips could result in your writing a contract so clear no one will want to litigate it, saving your client from the trials and tribulations of litigation, truly a good reason to write the contract that stays out of court.
然而,起草合同的確又是法律實(shí)踐中一件有意思的事兒。大約三年前,也是在這 樣一個(gè)會(huì)議上,我提出了合同起草的50 招。本文在那些招數(shù)的基礎(chǔ)上,結(jié)合一 些新的工具和技能,推出了下面這個(gè)新版本,但愿它們能幫助你起草無(wú)可挑剔的 合同,讓你的客戶免受訴訟的困擾。 These tips apply to writing all kinds of agreements: office leases, real estate contracts, sales agreements, employment contracts, equipment leases prenuptial agreements. They even apply to stipulations and settlements in litigation, where you want an agreement so clear that it avoids future litigation. Wherever clarity and simplicity are important, these tips will guide you there. The Appendix provides a few sample forms to illustrate these tips. 這些招數(shù)適用于各種合同,比如,辦公租賃合同、不動(dòng)產(chǎn)合同、買(mǎi)賣(mài)合同、勞動(dòng) 合同、設(shè)備租賃合同、婚前協(xié)議。同樣,如果你不想讓你在訴訟中所起草的和解 條款與協(xié)議再起爭(zhēng)議的話,也可以參考一下這些招數(shù)。另外,通過(guò)了解這些招數(shù), 你就會(huì)明白,起草合同,清晰、簡(jiǎn)明是多么地重要。本文的附錄提供了一些簡(jiǎn)單 的法律文書(shū)范本-----這將有助于你理解這些招數(shù)。 Before You Write the First Word 第一部分:在動(dòng)筆之前 1. Ask your client to list the deal points. This can be in the form of a list, outline or narration. Doing this will help the client focus on the terms of the agreement. 1.要求你的客戶列出合同交易的要點(diǎn),也可以說(shuō)是合同的清單、目錄或概述。這 一招首先幫助你的客戶弄清合同的重點(diǎn)所在。 2. Engage your client in "what if" scenarios. A good contract will anticipate many possible factual situations and express the parties' understanding in case those facts arise. Talking to your client about this will generate many issues you may not otherwise consider. 2.讓你的客戶提供一些假設(shè)可能發(fā)生的情況。好的合同不僅能夠預(yù)見(jiàn)到許多可能 發(fā)生的情況,而且還能清楚地描述出發(fā)生這些情況后合同雙方的立場(chǎng)。和客戶聊 這些情況將有助于你發(fā)現(xiàn)一些你可能沒(méi)有考慮到的問(wèn)題。 3. Ask your client for a similar contract. Frequently, clients have had similar transactions in the past or they have access to contracts for similar transactions. 3.請(qǐng)求你的客戶提供類(lèi)似的合同。通常情況下,客戶都保留著過(guò)去的交易記錄或 者是類(lèi)似合同。
office computer or the Internet for a similar form. Many times you can find a similar form on your computer. It may be one you prepared for another client or one you negotiated with another lawyer. Just remember to find and replace the old client's name. Starting with an existing form saves time and avoids the errors of typing. Here are some Web sites where you can find forms: http://www.flcourts.org/ http://www.flabarrpptl.org/library.html http://www.gate.net/~wyman/flo.html http://www.westgroup.com http://www.lexis.com/ 4.在辦公室的電腦中或是在因特網(wǎng)上搜索類(lèi)似的合同范本。通常你會(huì)在你的電腦 上找到你想要的東西,這些類(lèi)似的合同范本要么是你給其他客戶準(zhǔn)備的,要么是 你和其他的律師共同協(xié)商起草的。使用這些舊合同可以為你節(jié)省時(shí)間和避免打印 錯(cuò)誤,不過(guò),用這些合同范本時(shí)別忘了替換掉老客戶的名字。下面是些有關(guān)合同 范本的網(wǎng)址,供參考: http://www.flcourts.org/ http://www.flabarrpptl.org/library.html http://www.gate.net/~wyman/flo.html http://www.westgroup.com 5. Obtain forms in books or CD-ROM. Typical forms of contracts can be found in form books, such as West's Legal Forms (a nationwide set) and Florida Jur Forms, as well as in treatises and Florida Bar CLE publications. These can be used as the starting point for drafting the contract or as checklists of typical provisions and wording to include in the contract. Many treatises and form books now come with forms on disk or CD-ROM. 5.從書(shū)中或者是光盤(pán)上獲取合同范本。典型的合同范本在一些范例書(shū)中都可能找 到:比如,西方法律文書(shū)(全國(guó)版)佛羅里達(dá)州文書(shū)期刊,另外,在有些論文和 佛羅里達(dá)州律師協(xié)會(huì)的法律繼續(xù)教育出版物中也可以找到一些。起草合同時(shí),你 可以把這些范本當(dāng)做原始資料,利用其中某些典型的條款和措詞。更為方便的是, 許多論文和書(shū)中的合同范本都有電子文本儲(chǔ)存在磁盤(pán)或光盤(pán)中。 6. Don't let your client sign a letter of intent without this wording. Sometimes clients are anxious to sign something to show good faith before the contract is prepared. A properly worded letter of intent is useful at such times. Just be sure that the letter of intent clearly states that it is not a contract, but that it is merely an outline of possible terms for discussion purposes. See Appendix C. 6.如果沒(méi)有特別申明,不要讓你的客戶在意向書(shū)上簽字。有時(shí)候,在合同未準(zhǔn)備 好之前,客戶為了表示誠(chéng)意,往往急于簽署某些東西,當(dāng)然,在這種情況下,如果客戶急于簽署的是有特別申明的意向書(shū),這也是可以的,但一定要注明:本意 向書(shū)并非合同,只是雙方為了更好地溝通協(xié)商,而擬定的對(duì)未來(lái)?xiàng)l款的概述。類(lèi) 似意向書(shū)的范例見(jiàn)附錄C。 Writing that First Word 第二部分:開(kāi)始起草合同 7. Start with a simple, generic contract form. The form in Appendix A is such a form. It provides a solid starting point for the structure of the contract. Like a house, a contract must have a good, solid foundation. 7.從簡(jiǎn)單、典型的合同入手。附錄A 就是一個(gè)簡(jiǎn)單、典型的合同,它提供了一個(gè) 合同的基本支架。像房子一樣,一個(gè)合同必須有一個(gè)牢固的根基。 8. State the correct legal names of the parties in the first paragraph. As obvious as this is, it is one of the most common problems in contracts. For individuals, include full first and last name, and middle initials if available, and other identifying information, if appropriate, such as Jr., M.D., etc. For corporations, check with the Secretary of State where incorporated. 8.在合同的第一段要寫(xiě)清楚雙方的名稱(chēng)。,這是個(gè)簡(jiǎn)單而又不得不引起重視的問(wèn) 題。如果是個(gè)人,要寫(xiě)清姓和名,中間有大寫(xiě)字母和其他身份信息的,也要注明, 例如:jr.,M.D,等等;如果是公司,為避免弄錯(cuò),寫(xiě)名稱(chēng)時(shí)可以到公司注冊(cè)地的 相應(yīng)機(jī)構(gòu)去核對(duì)一下。 9. Identify the parties by nicknames. Giving each party a nickname in the first paragraph will make the contract easier to read. For example, James W. Martin would be nicknamed "Martin." 9.確定合同雙方的別稱(chēng)(簡(jiǎn)稱(chēng))。為便于閱讀,一般要在合同的第一段為雙方弄 一個(gè)別稱(chēng),如:將詹姆士.馬丁簡(jiǎn)寫(xiě)為"馬丁"。 10. Be careful when using legal terms for nicknames. Do not use "Contractor" as a nickname unless that party is legally a contractor. Do not use "Agent" unless you intend for that party to be an agent, and if you do, then you better specify the scope of authority and other agency issues to avoid future disagreements. 10.使用法定術(shù)語(yǔ)作為雙方當(dāng)事人的別稱(chēng)時(shí),要小心。除非一方當(dāng)事人在法定上 就是承包人,否則不要將"承包人"作為其別稱(chēng)。同樣,除非你想讓一方當(dāng)事人成 為法定上的代理人,否則不要稱(chēng)其為"代理人",如果堅(jiān)持要用,最好明確一下代 理范圍并找到其他可以避免將來(lái)爭(zhēng)執(zhí)的方案。 11. Include a blank for the date in the first paragraph. Putting the date in themakes it easy to find after the contract is signed. It also makes it easy to describe the contract in other documents in a precise way, such as the "December 20, 2000, Contract for Sale of Real Estate." 11.在合同的第一段要為書(shū)寫(xiě)簽約時(shí)間留下空格。把簽約時(shí)間放在第一段,當(dāng)合 同簽署后,你就能夠很容易地找到它,而且,這樣做還可以給你在其他相關(guān)文件 中準(zhǔn)確地描述這個(gè)合同提供幫助,范例如:不動(dòng)產(chǎn)買(mǎi)賣(mài)合同,訂立于2000 年12 月20 日 12. Include to provide background. Recitals are the "whereas" clauses that precede the body of a contract. They provide a simple way to bring the contract's reader (party, judge or jury) up to speed on what the contract is about, who the parties are, why they are signing a contract, etc. The first paragraph in the body of the contract can incorporate the recitals by reference and state that they are true and correct. This will avoid a later argument as to whether or not the recitals are a legally binding part of the contract. 12.書(shū)寫(xiě)引述語(yǔ)。引述語(yǔ)是指那些放在合同主體前面的"鑒于"條款。書(shū)寫(xiě)此類(lèi)條款 的目的是為了讓讀者(通常指合同雙方,法官,陪審團(tuán))很快地了解到合同的主 要內(nèi)容是什么,合同雙方是誰(shuí),以及他們?yōu)槭裁春炗喓贤,等等。?dāng)然,合同主 體的第一段也可以加上引述語(yǔ)并陳述其是真實(shí)準(zhǔn)確的,如果這樣做了,合同雙方 將來(lái)就不會(huì)爭(zhēng)執(zhí):引述語(yǔ)作為合同的一部分是否具有法律效力? 13. Outline the contract by writing out and underlining paragraph headings in their logical order. The paragraphs should flow in logical, organized fashion. It is not necessary to write them all at once; you can write them as you think of them. Try to group related concepts in the same paragraphs or in adjacent paragraphs. For example, write an employment contract's initial paragraph headings like this: Recitals. Employment. Duties. Term. Compensation. 13.按邏輯順序列出合同段落的標(biāo)題詞.合同的段落是按一定的邏輯順序組織起 來(lái)的,當(dāng)然,你并不需要一下子列出所有段落的標(biāo)題詞,想到多少就寫(xiě)多少,不 過(guò),這些標(biāo)題詞要力求總結(jié)出每個(gè)段落或相關(guān)段落的內(nèi)容。比如:撰寫(xiě)勞動(dòng)合同 時(shí)列出的標(biāo)題詞就像下面這些: 引述語(yǔ) 聘用 職責(zé) 期限 賠償
14. Complete each paragraph by writing the contract terms that apply to that paragraph. This is simple. You learned this in elementary school. Just explain in words what the parties agree to do or not do paragraph by paragraph. 14.在撰寫(xiě)每一段時(shí)要注意內(nèi)容集中,不要東拉西扯,是的,這很簡(jiǎn)單,你可能 上小學(xué)時(shí)就學(xué)過(guò),但我還是要提醒你,要集中火力,一段一段地分別說(shuō)明合同雙 方同意做什么,不同意做什么。 15. Keep a pad at hand to remember clauses to add. It is normal to think of additional clauses, wording and issues while writing a contract. Jot these down on a pad as you write; they are easily forgotten. Also keep your client's outline and other forms in front of you as you write, and check off items as you write them. 15.放一個(gè)便箋簿在手邊,以便記下需要添加的條款。在書(shū)寫(xiě)合同的同時(shí),你可 能隨時(shí)會(huì)想到一些需要添加條款、措詞和問(wèn)題,要盡快記在便箋簿上,因?yàn)樗麄?BR>太容易忘了。另外,你最好將客戶列出的要點(diǎn)和一些類(lèi)似的合同范本也放在眼前, 以便在書(shū)寫(xiě)過(guò)程中隨時(shí)查對(duì)。 16. Repeat yourself only when repetition is necessary to improve clarity. Ambiguity is created by saying the same thing more than once; it is almost impossible to say it twice without creating ambiguity. Only if the concept is a difficult one should you write it in more than one way. In addition, if you use an example to clarify a difficult concept or formula, be sure that all possible meanings are considered and that the example is accurate and consistent with the concept as worded. 16.除非是為了更清晰地說(shuō)明問(wèn)題,否則不要在合同中重復(fù)陳述某個(gè)內(nèi)容。將一 個(gè)事實(shí)來(lái)回地說(shuō)很容易讓人模棱兩可。如果你將一個(gè)概念重復(fù)地解釋?zhuān)抢斫馄?BR>來(lái)就更有困難。另外,如果你想通過(guò)一個(gè)例子來(lái)闡明一個(gè)難以理解的概念或規(guī)則 時(shí),一定要考慮到其所有的含義、這個(gè)例子的準(zhǔn)確性以及它和概念的相符性。 What to Watch Out for When Writing 第三部分:撰寫(xiě)時(shí)的注意事項(xiàng) 17. Title it "Contract." Do not leave this one to chance. If your client wants a contract, call it a contract. A judge now sitting on the federal bench once ruled that a document entitled "Proposal" was not a contract even though signed by both parties. The lesson learned is, "Say what you mean." If you intend the document to be a legally binding contract, use the word "Contract" in the title. 17.標(biāo)題上注明"合同"兩字。不要為碰運(yùn)氣而忽略這個(gè)。如果你的客戶需要合同,就要注明是合同。一個(gè)仍在聯(lián)邦法院里任職的法官就曾經(jīng)裁定:有雙方簽字,但 標(biāo)有"建議書(shū)"的文件并非合同。這給我們的教訓(xùn)就是,你怎么想,就應(yīng)該怎么說(shuō)。 如果你想讓你的文件成為具有法律效力的合同,就要在標(biāo)題中注明"合同"字樣。 18. Write in short sentences. Short sentences are easier to understand than long ones. 18.寫(xiě)短句子,因?yàn)槎叹渥颖乳L(zhǎng)句子讓人更容易理解。 19. Write in active tense, rather than passive. Active tense sentences are shorter and use words more efficiently, and their meaning is more apparent. Example of active: "Sellers shall sell the Property to Buyer." Example of passive: "The Property shall be sold to Buyer by Seller." 19.用主動(dòng)語(yǔ)態(tài)而不用被動(dòng)語(yǔ)態(tài)。相對(duì)而言,主動(dòng)語(yǔ)態(tài)的句子更簡(jiǎn)短,措詞更精 練,表達(dá)更明白。還是讓我們來(lái)來(lái)看一個(gè)例子吧,主動(dòng)語(yǔ)態(tài)的句子:賣(mài)方將把此 物賣(mài)給買(mǎi)方;被動(dòng)語(yǔ)態(tài)的句子:此物將被賣(mài)方賣(mài)給買(mǎi)方。 20. Don't use the word "biweekly." It has two meanings: twice a week and every other week. The same applies to "bimonthly." Instead, write "every other week" or "twice a week." 20.不要用“雙周”之類(lèi)的詞,因?yàn)檫@有可能產(chǎn)生歧義----是兩周還是每隔一周? 類(lèi)似的詞還有"雙月",所以最好這樣寫(xiě):"兩周"或"每隔一周"。 21. Don't say things like "active termites and organisms". Avoid ambiguity by writing either "active termites and active organisms" or "organisms and active termites." When adding a modifier like "active" before a compound of nouns like "termites and organisms", be sure to clarify whether you intend the modifier to apply to both nouns or just the first one. If you intend it to apply to both, use parallel construction and write the modifier in front of each noun. If you intend it to apply to just one noun, place that one noun at the end of the list and the modifier directly in front of it. 21.不要說(shuō)"活動(dòng)著的白蟻和有機(jī)體"之類(lèi)的話,為了避免模棱兩可,最好這樣寫(xiě): “活動(dòng)著的白蟻和活動(dòng)著的有機(jī)體”或是“白蟻和活動(dòng)著的有機(jī)體”。當(dāng)一組名 詞(如"白蟻和有機(jī)體")前有一個(gè)修飾語(yǔ)(如"活動(dòng)著的")時(shí),你一定要弄清楚 這個(gè)修飾語(yǔ)是修飾兩個(gè)名詞還是僅僅修飾第一個(gè)名詞。如果是修飾兩個(gè)詞,可以 用排比的手法分別在這兩個(gè)詞之前加上修飾語(yǔ),如果你只想修飾一個(gè)名詞,那么 你就應(yīng)該把這個(gè)詞放在這組詞的最后,然后在它的前面加上修飾語(yǔ)。 22. Don't say "Lessor" and "Lessee." These are bad nicknames for a lease because they are easily reversed or mistyped. Use "Landlord" and "Tenant" instead. The same applies to lienor and lienee, mortgagor and mortgagee,grantor and grantee, licensor and licensee, party A and party B. This is where you can use your creativity to come up with a different nickname for a party, as long as you use it consistently throughout the contract. 22.不要說(shuō)“出租人”和“承租人”。這對(duì)一個(gè)租賃合同來(lái)說(shuō)是些不好的別稱(chēng),因 為他們?nèi)菀妆活嵉够蛘叱霈F(xiàn)打印錯(cuò)誤?梢杂谩胺繓|”和“房客”來(lái)代替他們。 同樣,在合同中也不要說(shuō)留置權(quán)人和留置人,抵押權(quán)人和抵押人,保證人和被保 證人,許可人和被許可人,當(dāng)事人A 和當(dāng)事人B......到底怎么說(shuō),這就要看你駕 馭語(yǔ)言的能力了,不過(guò),要把握的一條原則,即在整個(gè)合同中,對(duì)合同一方只能 用一個(gè)別稱(chēng)。 23. Watch out when using "herein." Does "wherever used herein" mean anywhere in the contract or anywhere in the paragraph? Clarify this ambiguity if it matters. 23.使用術(shù)語(yǔ)“本文(herein,也可譯為”“在這里”)時(shí)要當(dāng)心。為了避免含糊 不清,使用“本文”時(shí)最好特別申明一下“本文”是指整個(gè)合同,還是指其所在 的某一段落。 24. Write numbers as both words and numerals: ten (10). This will reduce the chance for errors. 24.寫(xiě)數(shù)目時(shí)要文字和阿拉伯?dāng)?shù)字并用,如:拾(10)。這將減少一些不經(jīng)意的錯(cuò) 誤。 25. When you write "including" consider adding "but not limited to." Unless you intend the list to be all-inclusive, you had better clarify your intent that it is merely an example. 25.如果你想用"包括"這個(gè)詞,就要考慮在其后加上"但不限于....."的分句。除非 你能夠列出所有被包括的項(xiàng),否則最好用"但不限于...."的分句,來(lái)說(shuō)明你只是想 舉個(gè)例子。 26. Don't rely on the rules of grammar. The rules of grammar that you learned in school are not universal. The judge or jury interpreting the meaning of your contract may have learned different rules. Write the contract so that no matter what rules they learned, the contract is clear and unambiguous. Follow this test for clear writing: Remove all periods and commas, then read it. Choosing the right words and placing them in the right place makes the writing clear without punctuation. 26.不要依賴于語(yǔ)法規(guī)則。那些你在學(xué)校里得到的語(yǔ)法規(guī)則并不是放之四海而皆 準(zhǔn)的東西,因?yàn)橛袡?quán)力來(lái)解釋此合同的法官或陪審團(tuán)成員學(xué)的語(yǔ)法規(guī)則可能和你 學(xué)的不一樣,但不管學(xué)的是什么規(guī)則,撰寫(xiě)合同都要遵循一個(gè)基本原則:簡(jiǎn)潔、明確。檢測(cè)你寫(xiě)的東西是否達(dá)到這個(gè)要求有個(gè)好辦法,那就是去掉所有的句號(hào)和 逗號(hào),然后去讀它。在沒(méi)有標(biāo)點(diǎn)符號(hào)的情況下,選擇正確的詞語(yǔ)放在正確的位置 上,這將使你寫(xiě)出來(lái)的東西更簡(jiǎn)明,更流暢。 27. Don't be creative with words. Contract writing is not creative writing and is not meant to provoke reflective thoughts or controversies about nuances of meaning. Contract writing is clear, direct and precise. Therefore, use common words and common meanings. Write for the common man and the common woman. 27.不要?jiǎng)?chuàng)造詞語(yǔ)。合同文書(shū)不是創(chuàng)造性的作品,也就不能因?yàn)橐馑嫉募?xì)微差別 而引起思考或爭(zhēng)論。合同文書(shū)應(yīng)該是清晰、直接而準(zhǔn)確的。因此,要使用普通的 詞語(yǔ),表達(dá)普通的意思,為普通人撰寫(xiě)合同。 28. Be consistent in using words. If you refer to the subject matter of a sales contract as "goods" use that term throughout the contract; do not alternately call them "goods" and "items." Maintaining consistency is more important than avoiding repetition. Don't worry about putting the reader to sleep; worry about the opposing lawyer a year from now hunting for ambiguities to get your contract into court. 28.用詞一致。在一份銷(xiāo)售合同中,如果你想用“貨物”來(lái)指整個(gè)合同的標(biāo)的物, 就不要時(shí)而稱(chēng)它們?yōu)椤柏浳铩,時(shí)而又改稱(chēng)它們?yōu)椤爱a(chǎn)品”。保持用詞一致性比避 免重復(fù)更加重要。不要擔(dān)心這會(huì)讓讀者打瞌睡;你應(yīng)該提防的是對(duì)方律師會(huì)因?yàn)?BR>含糊不清的合同而將你告上法庭。 29. Be consistent in grammar and punctuation. The rules of grammar and punctuation you learned may differ from others, but you had better be consistent in your use of them. Be aware of such things as where you put ending quote marks, whether you place commas after years and states, and similar variations in style. 29.在文法和標(biāo)點(diǎn)符號(hào)上保持一致。你可能學(xué)過(guò)許多不同類(lèi)的文法和標(biāo)點(diǎn)符號(hào)規(guī) 則,但在使用它們時(shí)最好保持一致。要特別注意句末的引號(hào)、時(shí)間和地點(diǎn)之后的 逗號(hào)以及文風(fēng)的相似性。 30. Consider including choice of law, venue selection, and attorneys fee clauses. If your contract gets litigated, you might as well give your client some "ammunition" for the fight. Examples of these clauses appear in Appendices A and C. 30.可以在合同中加入準(zhǔn)據(jù)法、審判地、律師費(fèi)等條款。有了這些條款,一旦合 同引起訴訟,你就已經(jīng)為了你的客戶打這場(chǎng)訴訟戰(zhàn)準(zhǔn)備了一些“彈藥”。類(lèi)似的 條款見(jiàn)附錄A 和B。Jury 第四部分:要為法官和陪審團(tuán)考慮 31. Assume the reader is a knowledgeable layman. If your writing is so clear that a layman could understand it, then it is less likely it will end up in court. 31.要假設(shè)合同的讀者是一個(gè)受過(guò)教育的外行,如果你書(shū)寫(xiě)的合同簡(jiǎn)明得連一個(gè) 外行都能理解,那么即使到了法庭上,,你也不用害怕。 32. Define a word by capitalizing it and putting it in quotes. Capitalizing a word indicates that you intend it to have a special meaning. The following are two sample clauses for defining terms: Wherever used in this contract, the word "Goods" shall mean the goods that Buyer has agreed to purchase from Seller under this contract.Buyer hereby agrees to purchase from Seller ten (10) frying pans, hereinafter called the "Goods." 32.強(qiáng)調(diào)一個(gè)合同術(shù)語(yǔ)可以這樣做:加上雙引號(hào)并將其開(kāi)頭的字母大寫(xiě)。將一個(gè) 詞語(yǔ)的開(kāi)頭字母大寫(xiě)表明你想讓它有一個(gè)特別的意思。下面有兩個(gè)定義術(shù)語(yǔ)的例 子: 一.本合同中使用的“貨物”("Goods")是指買(mǎi)方已經(jīng)同意向賣(mài)方購(gòu)買(mǎi)的貨物; 二.本合同中買(mǎi)方同意向賣(mài)方購(gòu)買(mǎi)的拾(10)只平底鍋,即下文中的“貨物” ("Goods")。 33. Define words when first used. Instead of writing a section of definitions at the beginning or end of a contract, consider defining terms and concepts as they first appear in the contract. This will make it easier for the reader to follow. 33.第一次使用某個(gè)術(shù)語(yǔ)時(shí)就要下定義。定義合同術(shù)語(yǔ)不是在合同的開(kāi)頭,也不 是在合同的結(jié)尾,而是在這個(gè)術(shù)語(yǔ)第一次出現(xiàn)的時(shí)候,這樣做,有利于讀者更好 地理解合同。 34. Explain technical terms and concepts. Remember that the parties might understand technical jargon, but the judge and jury who interpret and apply the contract do not. Therefore, explain the contract's terms and concepts within the contract itself. Let the contract speak for itself from within its four corners. 34.勤于解釋合同中的術(shù)語(yǔ)和概念。要記住合同雙方的當(dāng)事人可能會(huì)理解合同中 某些專(zhuān)用術(shù)語(yǔ),但法官和陪審團(tuán)卻可能一無(wú)所知。所以撰寫(xiě)合同時(shí)要讓合同自己 為自己釋義。Keep Your Client Informed While You Write 第五部分:書(shū)寫(xiě)時(shí)要常和你的客戶溝通 35. All contracts should come with a cover letter. This gives you a place to instruct your client on how to use and sign the contract. 35.所有的合同都應(yīng)該有一封說(shuō)明書(shū)---用來(lái)告訴你的客戶如何使用和簽署合同。 36. Tell your client the ideas that come as you write. Many ideas will occur to you as you write: things that could go wrong with the deal, things that might happen in the future, things that happened in the past, ways to structure things better. Write these in your letter to the client. 36.告訴客戶你在撰寫(xiě)過(guò)程中的一些想法。比如:哪些事情可能會(huì)隨著交易變得 很遭,哪些事可能會(huì)在將來(lái)發(fā)生,哪些事情已經(jīng)發(fā)生了,哪些可以讓事情朝好的 方向發(fā)展的方法.....你最好在給客戶的說(shuō)明書(shū)中都將這些都寫(xiě)上。 。 37. Inform your client of the risks. Writing a letter to the client as you write the contract is the perfect way to inform the client of the risks and rewards of entering into the contract. Frequently, problems do not become apparent until time is spent trying to word a contract. 37.告訴客戶合同的風(fēng)險(xiǎn)所在。在撰寫(xiě)合同時(shí),你最好向客戶說(shuō)訂立合同需要承 擔(dān)的風(fēng)險(xiǎn)和能夠得到的利益。通常情況下,只要你花時(shí)間來(lái)起草合同,你就會(huì)發(fā) 現(xiàn)真正的風(fēng)險(xiǎn)在哪里。 What to Do After the First Draft Is Written 第六部分:完成初稿后做什么 38. Check spelling, paragraph numbering, and cross references both manually and with your word processor's spelling and grammar checker. This almost goes without saying today, especially since Microsoft Word now checks your spelling and grammar as you type. (Unfortunately it also changes "per stirpes" to "per stupid" if you fail to watch it closely.) And now there are even computer programs that check contract documents for undefined terms. DealProof is packaged with Corel WordPerfect for law offices, and DocProofReader is available for download for MS Word 97 and 2000. 38.核實(shí)合同的拼寫(xiě)情況、段落序號(hào)以及上下文的注解,你可以自己手動(dòng)來(lái)做, 也可以用文字編輯軟件中的拼寫(xiě)和語(yǔ)法檢查功能來(lái)完成,特別是自從有了微軟的 word 軟件后,做這樣的工作你似乎不要費(fèi)多少精力(但機(jī)器有時(shí)也不可靠,如 果你不看仔細(xì),它就會(huì)把"per stirpes"改變?yōu)?"per stupid")。現(xiàn)在,這類(lèi)專(zhuān)業(yè)的 軟件甚至可以幫你檢測(cè)到合同中沒(méi)有釋義的術(shù)語(yǔ),如:Corel 公司專(zhuān)門(mén)為法律辦公開(kāi)發(fā)的文字處理軟件包中的DealProof 軟件,還有可供word97 和word2000 下載安裝的DocProofReader 軟件。 39. Let your secretary or paralegal read it. Not only will your staff frequently find spelling and grammar errors missed by your word processor's spell checker, but they will find inconsistencies and confusing areas that you missed when drafting. 39.讓你的秘書(shū)或者助手閱讀你草擬的合同。你的同事不僅能通過(guò)文字處理軟件 來(lái)幫你檢查到你沒(méi)有查到的拼寫(xiě)和語(yǔ)法錯(cuò)誤,而且他們還能發(fā)現(xiàn)你起草時(shí)沒(méi)有察 覺(jué)到的矛盾和混淆之處。 40. Stamp "Draft #1 6/22/2000" on it. This may be the first of many drafts, so avoid confusion early by numbering and dating all drafts at the top of the first page. It is also a good idea to write "DRAFT" across the face of each page to preclude the possibility of an impatient client signing a draft rather than waiting for the final version. 40.在合同上注明“第一稿于200 年6 月22 日”,第一稿完成后,可能還要草擬 幾個(gè)版本,為了避免他們之間相互混淆,最好在每份草稿首頁(yè)的頂部注上序號(hào)和 起草時(shí)間。另外,在每一個(gè)版本的封面上注明“草稿”字樣,也能夠避免你那急 躁的客戶不等到最后的定稿文本就急于簽字。 41. Let your client read it. Letting the client in on reading the first draft assures that your drafting will stay in tune with the client's wishes. 41 讓你的客戶讀你草擬的合同。你的客戶讀第一稿,可以確保你的起草的東西 和客戶的愿望相符。 42. Save the drafts as multiple files on your computer. If you save the first draft on your computer as two files, you will have one file identified as the first draft and the other identified as the current version. This can be done by naming the current version "contract" and the first draft as "contract.d1." Then, subsequent versions can be named "contract.d2", "contract.d3," etc., where the "d" in the extension indicates draft. (Of course, if you're not using WordPerfect 5.1 for DOS, as I do, you can use long file names to show the contract name, draft number and draft date, such as "Contract Smith Jones draft 2 datd 6 22 2000.") 42.在電腦中將草擬的合同多保存幾個(gè)復(fù)件。如果你將第一稿合同存了兩份在電 腦中,那么其中的一份可以用來(lái)存檔,另一份則可以用來(lái)繼續(xù)修改。用來(lái)存檔的 文件可以命名為"合同.草1"。用來(lái)修改的文件可以命名為"合同"。以此類(lèi)推,以 后修改的版本就命名為"合同.草2","合同.草3",等等。帶"草"字的擴(kuò)展名表示 此合同是草擬版本。(當(dāng)然,你可能不經(jīng)常用DOS 下的WordPerfect 5.1 軟件, 我是經(jīng)常用的,你也可以用一個(gè)較長(zhǎng)的文件名來(lái)清楚地表達(dá)出草擬合同的名稱(chēng)、及起草時(shí)間,范例如:"史密斯.瓊斯于2000 年6 月22 日草擬的第二版合同 "。) 43. Compare the current version to prior versions. If you save draft versions, it is very easy to compare one version to another using the word processor's compare feature or using the CompareRite computer program. When you compare "contract.d1" to "contract.d2", save the comparison as "contract.c21" and print it to show the client what changes were made. 43.將當(dāng)前的草擬版本和以前的版本進(jìn)行比較。如果你存了很多合同的草擬版本, 那么你就可以很容易地用文字處理軟件或者是CompareRite 軟件來(lái)比較分析兩 個(gè)合同版本。當(dāng)你用軟件比較"合同.草1"和"合同.草2"兩個(gè)版本時(shí),最好將軟件 的分析結(jié)果打印出來(lái)送給客戶看,讓他知道變化在哪里。 How to Print and Sign the Final Draft 第七部分:怎樣打印和簽署最后的定稿合同。 44. Print the contract on 24 pound bond paper instead of 20 pound copier paper. Using a heavy bond paper will make it easy to tell the original contract from copies. It will also last longer. 44.用24 磅的銅板紙而不是用20 磅的復(fù)印紙來(lái)打印合同。用厚一點(diǎn)的紙不僅復(fù) 印副本很容易,而且,它被保存的時(shí)間也要長(zhǎng)一些。 45. Print on pages using the same paper, and if pages are changed, reprint the document using the same paper. This will avoid an argument that pages were substituted after the contract was signed. 45.打印整個(gè)合同要用同樣的紙,如果打印過(guò)程中紙發(fā)生了改變,一定要用同樣 的紙?jiān)俅蛴∫淮。這樣做,對(duì)方就不會(huì)說(shuō)合同在簽署后被偷換了。 46. Sign the contract in blue ink, not black ink. This, too, will make it easier to differentiate the signed original contract from photocopies. 46. 最好用藍(lán)墨水而不是用黑墨水來(lái)簽署合同,因?yàn)樗{(lán)墨水可以很容易地讓人區(qū) 別出哪個(gè)是合同正本,哪個(gè)是影印副本。 47. Initial every page of the contract. Having each party initial each page of the contract will make it less likely that anyone could claim a page was changed after the contract was signed. 47.讓雙方在每頁(yè)合同上簽字,這樣做可以避免有人懷疑合同簽署后被更改過(guò)。 48. Identify the parties and witnesses who sign by providing blank lines belowthe witnesses if the contract is contested. And remember to include two witnesses for commercial leases. 48.在合同簽名欄的下方留下一些空白行,以便合同雙方和見(jiàn)證人填寫(xiě)他們的名 字和地址。這樣,一旦合同引起糾紛,就能很容易地找到證人。要記住,一般的 商業(yè)租賃需要兩個(gè)見(jiàn)證人。 49. Be sure that corporate officers include their titles, the corporation name and the word "as." Failure to do this can result in personal liability of the officer. The proper way to sign in a representative capacity is as follows: ABC Corporation, a Florida corporation By:____________________________________ John Jones, as its President 49.簽名者如果是公司官員,一定要寫(xiě)上他們的職務(wù)和其所在公司的名稱(chēng)。不這 樣做就可能導(dǎo)致這個(gè)官員個(gè)人承擔(dān)責(zé)任。簽約代表簽名的正確方法如下: ABC 公司,佛羅里州分公司 簽約代表:________________ 公司總裁:史密斯.瓊斯 50. Add a notary clause that complies with the notary law. The notary acknowledgement in Appendix B is such a clause. 50.根據(jù)公證法增加公證條款,類(lèi)似的范例見(jiàn)附錄B Concluding Advice 最后的忠告 If these 50 tips don't keep your contracts out of court, try mastering Strunk & White's Elements of Style*. I hear it's real handy in appellate work. 如果這50 招都不能讓你起草的合同免于訴訟,那你就去掌握斯創(chuàng)得.懷特先生的 《設(shè)計(jì)原理》吧,我聽(tīng)說(shuō)它對(duì)應(yīng)付上訴非常有幫助。 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 譯者注:附錄部分未譯成文,有興趣的朋友可以自己翻譯,有問(wèn)題,可以來(lái)信一 起討論:lawdoor@163.net Appendix A (Basic Form of Contract)AGREEMENT made this _______ day of ____________, 20_____, between ______________________, hereinafter called "_______________", and ______________________, hereinafter called "_____________". WHEREAS, ________________; WHEREAS, ________________; and WHEREAS, ________________; NOW THEREFORE, in consideration of their mutual promises made herein, and for other good and valuable consideration, receipt of which is hereby acknowledged by each party, the parties, intending to be legally bound, hereby agree as follows: 1. Recitals. The parties agree that the foregoing recitals are true and correct and incorporated herein by this reference. 2. __________________. ___. Miscellaneous. Time is of the essence of this agreement. This agreement is made in the State of Florida and shall be governed by Florida law. This is the entire agreement between the parties and may not be modified or amended except by a written document signed by the party against whom enforcement is sought. This agreement may be signed in more than one counterpart, in which case each counterpart shall constitute an original of this agreement. Paragraph headings are for convenience only and are not intended to expand or restrict the scope or substance of the provisions of this agreement. Wherever used herein, the singular shall include the plural, the plural shall include the singular, and pronouns shall be read as masculine, feminine or neuter as the context requires. The prevailing party in any litigation, arbitration or mediation relating to this agreement shall be entitled to recover its reasonable attorneys fees from the other party for all matters, including but not limited to appeals. Pinellas County, Florida, shall be proper venue for any litigation involving this agreement. This agreement may not be assigned or delegated by either party without the prior written consent of the other party. IN WITNESS WHEREOF, the parties have signed this agreement as of the day and year first above written. ____________________________ ________________________(Seal) ____________________________ Witnesses ____________________________ ________________________(Seal)____________________________ Witnesses Appendix B (Basic Form of Notary Acknowledgement) STATE OF FLORIDA COUNTY OF ____________ The foregoing instrument was acknowledged before me this _____ day of __________________, 20____, by _________. Notary Public-State of Florida: sign_________________________________ print________________________________ Personally Known _____; OR Produced Identification ______ Type of Identification Produced: ____________________________ Affix Seal Below: Appendix C (Sample Letter of Intent Form) LETTER OF INTENT FOR POSSIBLE CONTRACT FOR SALE OF ASSETS Possible Seller: _____________________________ Possible Buyer: _____________________________ Business: _____________________________ Date: ______________, 20_____ This is a non-binding letter of intent that contains provisions that are being discussed for a possible sale of the Business named above from the possible Seller named above to the possible Buyer named above. This is not a contract. This is not a legally binding agreement. This is merely an outline of possible contract terms for discussion purposes only. This is being signed inthe Possible Buyer to apply for financing of the purchase price. This letter of intent is confidential and shall not be disclosed to anyone other than the parties and their employees, attorneys and accountants and the possible lenders of the Possible Buyer. The terms of the transaction being discussed are attached hereto, but the terms (and the possible sale itself) are not binding unless and until they are set forth in a written contract signed by Possible Seller and Possible Buyer. The word "shall" is used in the attached terms only as an example of how a contract might read, and it does not mean that the attached terms are or ever will be legally binding. ____________________________ ________________________ ____________________________ Witnesses ____________________________ ________________________ ____________________________ Witnesses Appendix D (Sample Hourly Attorney's Fee Agreement for Probate) IN THE CIRCUIT COURT FOR ______________ COUNTY, FLORIDA PROBATE DIVISION FILE NUMBER _________ IN RE: ESTATE OF ______________________, DECEASED. ______________________________________/ ATTORNEY'S HOURLY FEE AGREEMENT AGREEMENT made between the following persons: Personal Representative: _____________________________Attorney: _____________________________ Residuary Beneficiaries: _____________________________ Whereas, Attorney is about to undertake the performance of substantial legal services on behalf of the Personal Representative, for which Attorney shall be paid fees and costs, and the Florida Bar's Rules of Professional Conduct encourage attorneys and clients to enter into fee agreements at the commencement of representation in order to avoid the possibility of misunderstandings, and the Florida Probate Code requires that attorney fee agreements be signed by the Personal Representative and by the persons bearing the impact of the fees; Now therefore, in consideration of their mutual promises stated herein, the parties hereby agree that: 1. Hourly Rates. The Personal Representative has retained Attorney to provide legal services to the Personal Representative for administration of the above probate estate in Florida at hourly rates of $_____ for attorney time and $_____ for paralegal time for all matters handled, including but not limited to ordinary services and extraordinary services. 2. Limitation on Fees. Notwithstanding the foregoing, Attorney agrees not to bill fees for ordinary services of Attorney that would exceed the percentage fees provided for in Florida Statutes Section 733.6171. 3. Monthly Bills. Fees shall be billed by Attorney and paid by the Personal Representative out of the assets of the Estate on a monthly basis. Costs incurred for copies, postage, long distance, fax, FedEx, filing fees, and other items shall also be billed and paid at least monthly. 4. No Statutory Percentage Fees. The parties agree that the provisions of this Fee Agreement replace the provisions of the applicable statutes and case law and that Attorney will not charge fees based upon a percentage of the assets or income of the probate estate. (Florida Statutes Section 733.6171 provides that the following is presumed to be reasonable compensation for ordinary services by the attorney for the Personal Representative: $1,500 for the first $40,000 plus $750 for the next $30,000 plus $750 for the next $30,000 plus 3% of the rest of the inventory value and income of the probate estate for ordinary services. The statute also provides that the attorney, personal representative and persons bearing the impact of the compensation may agree to compensation determined in a different manner. The statute also provides that attorneys are entitled to additional compensation for extraordinary services, such as real estate, adversary proceedings,homestead, tax matters, business, etc.) 5. Fee Proceedings. If the matter of fees and costs is submitted to the Court for review or determination at any time, fees and costs shall be billed by and paid to Attorney for such fee proceeding on the same basis as other fees under this Agreement; i.e., billed and paid at least monthly. In addition, attorneys testifying as expert witnesses on the matter of fees shall be entitled to fees at their usual hourly rates, which shall be paid out of the estate. 6. Joint Representation. The parties agree that Attorney represents ________________ in his or her capacity as Personal Representative of the Estate and also in his or her capacity as Successor Trustee of THE ______________ TRUST. The parties understand the potential conflict of interest arising from representation of multiple parties in multiple roles. They understand that if a conflict should ever develop between the multiple clients concerning the Estate or Trust, then Attorney would not be able to represent either of the clients in that conflict. The Personal Representative, Trustee and residuary beneficiaries are encouraged to engage his or her own separate lawyer before signing this agreement if they desire legal advice concerning this Fee Agreement or concerning any other aspect of the probate estate or Trust. Under penalties of perjury, we declare that we have read the foregoing, and the facts alleged are true, to the best of our knowledge and belief. Attorney: ______________________________ Date:_________, 20____ Personal Representative: ______________________________ Date:_________, 20____ Residuary Beneficiary: ______________________________ Date:__________, 20____
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